Features and functionalities: * Plan risk management within the context of value to the organization * Identify risks (including drivers and impacts), key risk indicators, and responses * Analyze risk scenarios (qualitatively, quantitatively, or by scoring methods), model and simulate outcomes to understand exposure * Respond to risk after balancing costs and benefits and launch workflow-driven responses with remediation tracking * Monitor & report on risk thresholds, effectiveness of risk responses, and corrective actions |
Features and functionalities: * Document controls and policies centrally and map to key regulations * Plan workflow-driven performance, assessments, and tests of effectiveness, but also distribute policies and related surveys * Perform & monitor manual and automated controls, including continuous control monitoring of configurations, master data, transactions, and related changes * Evaluate control design & effectiveness, but also raise and remediate issues * Report compliance ratings, decisions and promote accountability with insightful analytics and sign-off |
Features and functionalities: * Managing audit activity by establishing a risk-based plan, prioritizing audit activities and aligning with the needs of the enterprise * Planning the engagement by developing and documenting a plan for each engagement * Performing the engagement by identifying, analyzing and documenting relevant information * Communicating results on engagement objectives, scope, conclusions, findings, and recommendations * Monitoring progress of results reported to management |
Features and functionalities: * Design and determine the screening lists, analyze patterns, and define detection rules and models * Set-up the detection strategy through simulation and calibration * Detect by executing mass and/or real-time detection and stop anomalies or irregular transactions * Investigate alerts with efficient evaluation, qualification and remediation of issues * Analyze (key) performance indicators and create management reports |
Features and functionalities: * Intake regulatory changes by maintaining authoritative sources for multiple regulatory alerts and mandates * Evaluate by identifying and addressing compliance gaps to meet new or changed regulatory requirements * Collaborate to establish accountability and unify requirements and controls across operations and compliance stakeholders * Monitor by aligning compliance requirements with operational activities and automate testing of controls * Report to demonstrate comprehensive auditability of regulatory compliance |
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